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AstroNova, Inc. — Director's Dealing 2016
Jan 20, 2016
34341_dirs_2016-01-20_7b0ebb97-2d86-4ca1-b384-056a0136e660.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTRO MED INC /NEW/ (ALOT)
CIK: 0000008146
Period of Report: 2016-01-19
Reporting Person: OCONNELL JOSEPH P (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-19 | Common Stock | M | 14063 | $7.9316 | Acquired | 113362 | Direct |
| 2016-01-19 | Common Stock | F | 10366 | $13.88 | Disposed | 102996 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-19 | Stock Option (Right to Purchase) | $7.9316 | M | 14603 | Disposed | 2016-03-20 | Common Stock (14603) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2225 | Indirect |
Footnotes
F1: The total amount of securities owned by the reporting person reflects 6,215 shares fewer than previously reported. While conducting a review of ownership records, it was determined that a discrepancy existed in ownership records of the reporting person. The reduction of these shares corrects this discrepancy. The reporting person has been unable to confirm when the discrepancy arose.
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