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AstroNova, Inc. — Director's Dealing 2016
Mar 17, 2016
34341_dirs_2016-03-16_8b2a534f-cfc6-4a5b-bd0b-3f937e9ccf34.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTRO MED INC /NEW/ (ALOT)
CIK: 0000008146
Period of Report: 2016-03-14
Reporting Person: Mancyak Erik J. (CONTROLLER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-14 | Common Stock | A | 768 | $0.00 | Acquired | 7207 | Direct |
| 2016-03-14 | Common Stock | F | 306 | $15.01 | Disposed | 6901 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-14 | Restricted Stock Unit | $ | A | 48 | Acquired | Common Stock (48) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 538 | Indirect |
Footnotes
F1: Shares issued in settlement of performance based stock units earned on March 14, 2016. Shares are fully vested when earned.
F2: The total amount of securities owned by the reporting person reflects 101 shares more than previously reported. While conducting a review of ownership records, it was determined that a discrepancy existed in ownership records of the reporting person. The increase of these shares corrects this discrepancy. The reporting person has been unable to confirm when the discrepancy arose.
F3: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
F4: The restricted stock units vest in three equal annual installments beginning March 14, 2017.