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AstroNova, Inc. Director's Dealing 2016

Apr 5, 2016

34341_dirs_2016-04-05_4228f4f0-47b6-467e-8bad-3d1b202f3685.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTRO MED INC /NEW/ (ALOT)
CIK: 0000008146
Period of Report: 2016-04-03

Reporting Person: Mancyak Erik J. (CONTROLLER)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-04-03 Common Stock M 850 $0.00 Acquired 7751 Direct
2016-04-03 Common Stock F 339 $13.72 Disposed 7412 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-04-03 Restricted Stock Unit $ M 850 Disposed Common Stock (850) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 538 Indirect

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2: The restricted stock units vest as follows: 25% vested on April 3, 2016; 50% vest upon the achievement of certain specified goals relating to cumulative budgeted sales targets for the fiscal years 2014 through 2016; and 25% vest upon the achievement of certain specified goals relating to operating income return on net assets for the fiscal years 2014 through 2016.