Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

AstroNova, Inc. Director's Dealing 2016

Apr 12, 2016

34341_dirs_2016-04-12_a7ef79eb-9a46-4ab6-9552-cb7935518996.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTRO MED INC /NEW/ (ALOT)
CIK: 0000008146
Period of Report: 2016-04-08

Reporting Person: Woods Gregory A (Director, CHIEF EXECUTIVE OFFICER)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-04-08 Common Stock M 1875 $0.00 Acquired 56151 Direct
2016-04-08 Common Stock F 626 $13.48 Disposed 55525 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-04-08 Restricted Stock Unit $ M 1875 Disposed Common Stock (1875) Direct
2016-04-08 Restricted Stock Unit $ J 3750 Disposed Common Stock (3750) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 110 Indirect

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2: The restricted stock units vested on April 8, 2016.

F3: The restricted stock units were forfeited by the reporting person pursuant to the terms of the award granted on April 3, 2013.

F4: Represents the forfeiture of restricted stock units granted to the reporting person on April 3, 2013 that were eligible to vest based on certain financial performance objectives. Upon grant, the target vesting amount was reported in Table II of Form 4. On April 8, 2016, the Issuer determined that, based on the Issuer's performance over the applicable performance period, 1,875 restricted stock units would vest and 3,750 restricted stock units would be forfeited.