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AstroNova, Inc. Director's Dealing 2016

Apr 12, 2016

34341_dirs_2016-04-12_a081a18e-d965-4246-8e6c-3f9b29caf868.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTRO MED INC /NEW/ (ALOT)
CIK: 0000008146
Period of Report: 2016-04-08

Reporting Person: Pizzuti Eric E (Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-04-08 Common Stock M 1025 $0.00 Acquired 10388 Direct
2016-04-08 Common Stock F 397 $13.48 Disposed 9991 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-04-08 Restricted Stock Unit $ M 1025 Disposed Common Stock (1025) Direct
2016-04-08 Restricted Stock Unit $ J 2050 Disposed Common Stock (2050) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1729 Indirect

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2: The restricted stock units vested on April 8, 2016.

F3: The restricted stock units were forfeited by the reporting person pursuant to the terms of the award granted on April 3, 2013.

F4: Represents the forfeiture of restricted stock units granted to the reporting person on April 3, 2013 that were eligible to vest based on certain financial performance objectives. Upon grant, the target vesting amount was reported in Table II of Form 4. On April 8, 2016, the Issuer determined that, based on the Issuer's performance over the applicable performance period, 1,025 restricted stock units would vest and 2,050 restricted stock units would be forfeited.