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AstroNova, Inc. — Director's Dealing 2016
Apr 12, 2016
34341_dirs_2016-04-12_a081a18e-d965-4246-8e6c-3f9b29caf868.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTRO MED INC /NEW/ (ALOT)
CIK: 0000008146
Period of Report: 2016-04-08
Reporting Person: Pizzuti Eric E (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-08 | Common Stock | M | 1025 | $0.00 | Acquired | 10388 | Direct |
| 2016-04-08 | Common Stock | F | 397 | $13.48 | Disposed | 9991 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-08 | Restricted Stock Unit | $ | M | 1025 | Disposed | Common Stock (1025) | Direct | |
| 2016-04-08 | Restricted Stock Unit | $ | J | 2050 | Disposed | Common Stock (2050) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1729 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
F2: The restricted stock units vested on April 8, 2016.
F3: The restricted stock units were forfeited by the reporting person pursuant to the terms of the award granted on April 3, 2013.
F4: Represents the forfeiture of restricted stock units granted to the reporting person on April 3, 2013 that were eligible to vest based on certain financial performance objectives. Upon grant, the target vesting amount was reported in Table II of Form 4. On April 8, 2016, the Issuer determined that, based on the Issuer's performance over the applicable performance period, 1,025 restricted stock units would vest and 2,050 restricted stock units would be forfeited.