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AstroNova, Inc. — Director's Dealing 2016
May 20, 2016
34341_dirs_2016-05-20_af4e279b-b5d0-4779-9853-a977610121b0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTRO MED INC /NEW/ (ALOT)
CIK: 0000008146
Period of Report: 2016-05-18
Reporting Person: Ondis April (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-18 | Common Stock | A | 1377 | $0.00 | Acquired | 127383 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-18 | Stock Option (Right to Purchase) | $14.52 | A | 5000 | Acquired | 2026-05-18 | Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 783 | Indirect |
| Common Stock | 826305 | Indirect |
Footnotes
F1: Restricted stock award made to the reporting person which vests on the earlier of (i) the date that is immediately prior to the occurrence of the 2017 annual meeting of the shareholders or special meeting in lieu thereof and (ii) the one year anniversary of the grant date.
F2: The reporting person is a beneficiary of the Albert W. Ondis Declaration of Trust and may be deemed to have a pecuniary interest therein. The reporting person disclaims ownership of the shares in the trust, except to the extent of her pecuniary interest.
F3: Date indicated is date of grant. Option vests in its entirety immediately prior to the occurrence of the 2017 annual meeting of the shareholders or special meeting in lieu there of.