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AstroNova, Inc. — Director's Dealing 2015
Jan 20, 2015
34341_dirs_2015-01-20_a8c54c71-fc59-4c91-a5fd-084d82da1271.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTRO MED INC /NEW/ (ALOT)
CIK: 0000008146
Period of Report: 2015-01-15
Reporting Person: Ondis April (10% Owner)
Reporting Person: Estate of Albert W. Ondis (10% Owner)
Reporting Person: Ondis Albert W. III (10% Owner)
Reporting Person: Ondis Alexis (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-15 | Common Stock | M | 1562 | $6.768 | Acquired | 126037 | Direct |
| 2015-01-15 | Common Stock | F | 767 | $13.79 | Disposed | 125270 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-15 | Stock Option (Right to Purchase) | $6.768 | M | 1562 | Disposed | 2015-03-21 | Common Stock (1562) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 882305 | Indirect |
| Common Stock | 3858 | Indirect |
| Common Stock | 670 | Indirect |
| Common Stock | 326 | Indirect |
| Common Stock | 1658 | Indirect |
| Common Stock | 122097 | Direct |
| Common Stock | 5614 | Indirect |
| Common Stock | 122096 | Direct |
Footnotes
F1: April Ondis delivered 767 shares of the issuer's common stock to pay the exercise price of the options as reported herein.
F2: These shares are owned directly by April Ondis.
F3: These shares are owned directly by the Estate of Albert W. Ondis and indirectly by Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
F4: These shares are owned indirectly by the Estate of Albert W. Ondis and each of Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
F5: These shares are owned indirectly by April Ondis.
F6: These shares are owned indirectly by Albert W. Ondis, III.
F7: These shares are owned indirectly by Albert W. Ondis, III, as trustee of a trust for a child of Albert W. Ondis, III.
F8: These shares are owned directly by Albert W. Ondis, III.
F9: These shares are owned indirectly by Alexis Ondis, as trustee of a trust for a child of Alexis Ondis.
F10: These shares are owned directly by Alexis Ondis.