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AstroNova, Inc. — Director's Dealing 2014
Apr 1, 2014
34341_dirs_2014-04-01_3d955d5c-af8d-40f4-bdf5-2a27f5af7bcb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTRO MED INC /NEW/ (ALOT)
CIK: 0000008146
Period of Report: 2014-03-29
Reporting Person: PETRARCA STEPHEN M (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-29 | Common Stock | M | 1688 | — | Acquired | 5028 | Direct |
| 2014-03-29 | Common Stock | F | 653 | $11.65 | Disposed | 4375 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-29 | Restricted Stock Units | $ | M | 1688 | Disposed | 2014-03-29 | Common Stock (1688) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3326 | Indirect |
Footnotes
F1: Each Restricted Stock Unit represents the equivalent of one share of ALOT common stock.
F2: The reporting person delivered 653 shares of the issuer's common stock to the issuer to pay taxes on the vesting of the restricted stock units.
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