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AstroNova, Inc. — Director's Dealing 2014
Sep 4, 2014
34341_dirs_2014-09-04_8654bdd7-d557-4a29-b124-3b8f0d883f9d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTRO MED INC /NEW/ (ALOT)
CIK: 0000008146
Period of Report: 2014-09-02
Reporting Person: Estate of Albert W. Ondis (10% Owner)
Reporting Person: Ondis Albert W. III (10% Owner)
Reporting Person: Ondis Alexis (10% Owner)
Reporting Person: Ondis April (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-02 | Common Stock | S | 507 | $13.6207 | Disposed | 1434873 | Direct |
| 2014-09-03 | Common Stock | S | 2200 | $13.6018 | Disposed | 1432673 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3858 | Indirect |
| Common Stock | 317 | Indirect |
| Common Stock | 1658 | Indirect |
| Common Stock | 122097 | Direct |
| Common Stock | 5614 | Indirect |
| Common Stock | 122096 | Direct |
| Common Stock | 650 | Indirect |
| Common Stock | 124475 | Direct |
Footnotes
F1: The sale was made pursuant to the Rule 10b5-1 Trading Plan of the Estate of Albert W. Ondis.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.60 to $13.66, inclusive.
F3: The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) and (5) to this Form 4.
F4: These shares are owned directly by the Estate of Albert W. Ondis and indirectly by Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.60 to $13.63, inclusive.
F6: These shares are owned indirectly by the Estate of Albert W. Ondis and each of Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
F7: These shares are owned indirectly by Albert W. Ondis, III.
F8: These shares are owned indirectly by Albert W. Ondis, III, as trustee of a trust for a child of Albert W. Ondis, III.
F9: These shares are owned directly by Albert W. Ondis, III.
F10: These shares are owned indirectly by Alexis Ondis, as trustee of a trust for a child of Alexis Ondis.
F11: These shares are owned directly by Alexis Ondis.
F12: These shares are owned indirectly by April Ondis.
F13: These shares are owned directly by April Ondis.