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AstroNova, Inc. — Director's Dealing 2014
Sep 10, 2014
34341_dirs_2014-09-10_df50e123-90a5-4068-ba2e-f4c639f8b30a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTRO MED INC /NEW/ (ALOT)
CIK: 0000008146
Period of Report: 2014-09-09
Reporting Person: Estate of Albert W. Ondis (10% Owner)
Reporting Person: Ondis Albert W. III (10% Owner)
Reporting Person: Ondis Alexis (10% Owner)
Reporting Person: Ondis April (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-09 | Common Stock | S | 1 | $13.85 | Disposed | 1428846 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3858 | Indirect |
| Common Stock | 317 | Indirect |
| Common Stock | 1658 | Indirect |
| Common Stock | 122097 | Direct |
| Common Stock | 5614 | Indirect |
| Common Stock | 122096 | Direct |
| Common Stock | 650 | Indirect |
| Common Stock | 124475 | Direct |
Footnotes
F1: The sale was made pursuant to the Rule 10b5-1 Trading Plan of the Estate of Albert W. Ondis.
F2: These shares are owned directly by the Estate of Albert W. Ondis and indirectly by Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
F3: These shares are owned indirectly by the Estate of Albert W. Ondis and each of Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
F4: These shares are owned indirectly by Albert W. Ondis, III.
F5: These shares are owned indirectly by Albert W. Ondis, III, as trustee of a trust for a child of Albert W. Ondis, III.
F6: These shares are owned directly by Albert W. Ondis, III.
F7: These shares are owned indirectly by Alexis Ondis, as trustee of a trust for a child of Alexis Ondis.
F8: These shares are owned directly by Alexis Ondis.
F9: These shares are owned indirectly by April Ondis.
F10: These shares are owned directly by April Ondis.