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AstroNova, Inc. — Director's Dealing 2014
Dec 8, 2014
34341_dirs_2014-12-08_0a10613f-1c94-4e9d-a85a-b27eb468c30f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTRO MED INC /NEW/ (ALOT)
CIK: 0000008146
Period of Report: 2014-12-04
Reporting Person: Estate of Albert W. Ondis (10% Owner)
Reporting Person: Ondis Albert W. III (10% Owner)
Reporting Person: Ondis Alexis (10% Owner)
Reporting Person: Ondis April (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-04 | Common Stock | D | 500000 | $12.50 | Disposed | 882305 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3858 | Indirect |
| Common Stock | 317 | Indirect |
| Common Stock | 1658 | Indirect |
| Common Stock | 122097 | Direct |
| Common Stock | 5614 | Indirect |
| Common Stock | 122096 | Direct |
| Common Stock | 650 | Indirect |
| Common Stock | 124475 | Direct |
Footnotes
F1: The sale was made pursuant to that certain Stock Repurchase Agreement dated as of December 4, 2014 by and among the issuer and Albert W. Ondis III, Alexis Ondis and April Ondis, each in his or her capacity as a Co-Executor of the Estate of Albert W. Ondis.
F2: These shares are owned directly by the Estate of Albert W. Ondis and indirectly by Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
F3: These shares are owned indirectly by the Estate of Albert W. Ondis and each of Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
F4: These shares are owned indirectly by Albert W. Ondis, III.
F5: These shares are owned indirectly by Albert W. Ondis, III, as trustee of a trust for a child of Albert W. Ondis, III.
F6: These shares are owned directly by Albert W. Ondis, III.
F7: These shares are owned indirectly by Alexis Ondis, as trustee of a trust for a child of Alexis Ondis.
F8: These shares are owned directly by Alexis Ondis.
F9: These shares are owned indirectly by April Ondis.
F10: These shares are owned directly by April Ondis.