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AstroNova, Inc. — Director's Dealing 2012
Mar 19, 2012
34341_dirs_2012-03-19_8d8749d6-ab23-412c-8bd3-162265766060.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ASTRO MED INC /NEW/ (ALOT)
CIK: 0000008146
Period of Report: 2012-03-09
Reporting Person: Natalizia Michael J (Vice President and CTO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6841.65 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to purchase) | $8.7273 | 2014-04-19 | Common Stock (2062.50) | Direct | |
| Stock Option (Right to purchase) | $6.768 | 2015-03-21 | Common Stock (937.50) | Direct | |
| Stock Option (Right to purchase) | $7.9316 | 2016-03-20 | Common Stock (1250) | Direct | |
| Stock Option (Right to purchase) | $11.895 | 2017-03-26 | Common Stock (1600) | Direct | |
| Stock Option (Right to purchase) | $8.95 | 2018-04-01 | Common Stock (1000) | Direct | |
| Stock Option (Right to purchase) | $6.22 | 2019-03-18 | Common Stock (1000) | Direct | |
| Stock Option (Right to purchase) | $7.36 | 2020-03-15 | Common Stock (1000) | Direct | |
| Stock Option (Right to purchase) | $7.95 | 2021-03-14 | Common Stock (1000) | Direct |
Footnotes
F1: Includes (i) 5437 shares which are held in the name of a broker for the benefit of the reporting person, (ii) 423.65 shares which are held under the issuer's employee stock ownership plan for the account of the reporting person, (iii) 857 shares which are held in an individual retirement account and (iv) 124 shares which are held under the issuer's employee stock purchase plan for the account of the reporting person.
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