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AstroNova, Inc. — Director's Dealing 2012
May 18, 2012
34341_dirs_2012-05-17_9bee358d-c0fd-4f21-8e3e-e6bd98e2f9cb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTRO MED INC /NEW/ (ALOT)
CIK: 0000008146
Period of Report: 2012-05-15
Reporting Person: QUAIN MITCHELL I (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-15 | Common Stock | A | 2475 | — | Acquired | 14922 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-05-15 | Stock Option (Right to purchase) | $8.08 | A | 5000 | Acquired | 2022-05-15 | Common Stock (5000) | Direct |
Footnotes
F1: Restricted stock award made to the reporting person under the issuer's 2007 Equity Incentive Plan which vest on the earlier of (i) the date that is immediately prior to the occurrence of the 2013 annual meeting of the shareholders or special meeting in lieu thereof and (ii) the one year anniversary of the grant date.
F2: Includes 11,101 shares which are held in a trust of which the reporting person is a trustee.
F3: This option becomes exercisable immediately prior to the occurrence of the issuer's 2013 annual meeting of shareholders.