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AstroNova, Inc. — Director's Dealing 2011
Sep 19, 2011
34341_dirs_2011-09-19_22ebd202-37e3-4c4a-a56c-3371ab82eef4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTRO MED INC /NEW/ (ALOT)
CIK: 0000008146
Period of Report: 2011-09-16
Reporting Person: Ondis Albert W. III (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-16 | Common Stock | F | 32174 | $7.13 | Disposed | 1526545 | Direct |
| 2011-09-16 | Common Stock | M | 85250 | $2.6909 | Acquired | 1611795 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-16 | Stock Option (Right to purchase) | $2.6909 | M | 85250 | Disposed | 2012-03-18 | Common Stock (85250) | Direct |
Footnotes
F1: The reporting person, as a Co-Administrator for the Estate of Albert W. Ondis (the "Estate"), delivered 32,174 shares of the issuer's common stock from the Estate to the issuer to pay taxes in connection with the exercise of options held by the Estate as reported herein.
F2: Includes (i) 1,487,848 shares which are held by the Estate of Albert W. Ondis of which the reporting person is a co-executor, (ii) 122,097 shares held directly by the reporting person, (iii) 1,658 shares held in trust for a child of the reporting person of which the reporting person is a trustee and (iv) 192 shares which are held under the issuer's employee stock ownership plan for the account of the reporting person.