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AstroNova, Inc. — Director's Dealing 2011
Sep 19, 2011
34341_dirs_2011-09-19_ed52e9ba-438d-4735-95aa-66fc03dbc349.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ASTRO MED INC /NEW/ (ALOT)
CIK: 0000008146
Period of Report: 2011-09-16
Reporting Person: Ondis Alexis (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-16 | Common Stock | F | 32174 | $7.13 | Disposed | 1530308 | Direct |
| 2011-09-16 | Common Stock | M | 85250 | $5.6909 | Acquired | 1615558 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-16 | Stock Option (Right to purchase) | $2.6909 | M | 85250 | Disposed | 2012-03-18 | Common Stock (85250) | Direct |
Footnotes
F1: The reporting person, as a Co-Administrator for the Estate of Albert W. Ondis (the "Estate"), delivered 32,174 shares of the issuer's common stock from the Estate to the issuer to pay the exercise price in connection with the exercise of options held by the Estate as reported herein.
F2: Includes (i) 1,487,848 shares which are held by the Estate of Albert W. Ondis of which the reporting person is a co-executor, (ii) 122,096 shares held directly by the reporting person and (iii) 5,614 shares held in trust for a child of the reporting person of which the reporting person is a trustee.