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AstroNova, Inc. — Director's Dealing 2011
Sep 19, 2011
34341_dirs_2011-09-19_5278496e-9c84-4da5-b703-16bcaf3c95ca.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ASTRO MED INC /NEW/ (ALOT)
CIK: 0000008146
Period of Report: 2011-09-16
Reporting Person: Estate of Albert W. Ondis (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-16 | Common Stock | F | 32174 | $7.13 | Disposed | 1402598 | Direct |
| 2011-09-16 | Common Stock | M | 85250 | $2.6909 | Acquired | 1487848 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-16 | Stock Option (Right to purchase) | $2.6909 | M | 85250 | Disposed | 2012-03-18 | Common Stock (85250) | Direct |
Footnotes
F1: The reporting person delivered 32,174 shares of the issuer's common stock to the issuer to pay the exercise price in connection with the exercise of options reported herein.
F2: Shares are held by the Estate of Albert W. Ondis and include 3,653 shares that are allocated to the account of Albert W. Ondis under the issuer's Employee Stock Ownership Plan.
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