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AstroNova, Inc. — Director's Dealing 2009
Mar 18, 2009
34341_dirs_2009-03-18_9bf80fb2-645e-4945-b5c0-d548e9b523b0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTRO MED INC /NEW/ (ALOT)
CIK: 0000008146
Period of Report: 2009-03-16
Reporting Person: ONDIS ALBERT W (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-03-16 | Common Stock | M | 34375 | $3.5909 | Acquired | 1405355 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-03-16 | Stock Option (Right to purchase) | $3.5909 | M | 34375 | Disposed | 2009-03-23 | Common Stock (34375) | Direct |
Footnotes
F1: The reporting person beneficially owns 1,405,355 shares of the issuer's common stock of which 3,641 shares are held in an employee stock ownership plan. The reporting person disclaims beneficial ownership of 311,571 shares of the issuer's common stock held by a trust of which the reporting person is trustee and the reporting person's children are beneficiaries.
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