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AstroNova, Inc. — Director's Dealing 2003
Aug 28, 2003
34341_dirs_2003-08-28_5f31559a-1b82-4258-9a49-7d8b95c2fe3e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTRO MED INC /NEW/ (ALOT)
CIK: 0000008146
Period of Report: 2003-08-27
Reporting Person: PETRARCA STEPHEN M (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-08-27 | Common Stock | M | 5000 | $3.7 | Acquired | 7061 | Direct |
| 2003-08-27 | Common Stock | S | 2500 | $10.4 | Disposed | 4561 | Direct |
| 2003-08-27 | Common Stock | S | 2500 | $10.2 | Disposed | 2061 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2003-08-27 | Stock Option (Right to Buy) | $3.7 | M | 5000 | Disposed | 2012-03-18 | Common Stock (5000) | Direct |
Footnotes
F1: After the exercise of options to purchase 5,000 shares of the issuer's common stock but prior to the sales reported herein, the reporting person beneficially owned 7,061 shares of the issuer's common stock, of which 5,500 shares were held directly by the reporting person and 1,561 shares were held indirectly by the reporting person in an employee stock owenrship plan.
F2: After the first sale of 2,500 shares of the issuer's common stock as reported herein, the reporting person beneficially owned 4,561 shares of the issuer's common stock, of which 3,000 shares were held directly by the reporting person and 1,561 shares were held indirectly by the reporting person in an employee stock ownership plan.
F3: Following the second sale of 2,500 shares of the issuer's common stock as reported herein, the reporting person beneficially owns 2,061 shares of the issuer's common stock, of which 500 shares are held directly by the reporting person and 1,561 shares are held indirectly by the reporting person in an employee stock ownership plan.