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AstroNova, Inc. — Director's Dealing 2003
Sep 23, 2003
34341_dirs_2003-09-23_fd165d38-3b19-4c8e-bf6a-2837381aa1d5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTRO MED INC /NEW/ (ALOT)
CIK: 0000008146
Period of Report: 2003-09-17
Reporting Person: PETRARCA STEPHEN M (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-09-19 | Common Stock | M | 1700 | $3.7 | Acquired | 3761 | Direct |
| 2003-09-19 | Common Stock | S | 200 | $11.21 | Disposed | 3561 | Direct |
| 2003-09-19 | Common Stock | S | 200 | $11.05 | Disposed | 3361 | Direct |
| 2003-09-19 | Common Stock | S | 200 | $11.06 | Disposed | 3161 | Direct |
| 2003-09-19 | Common Stock | S | 200 | $11 | Disposed | 2961 | Direct |
| 2003-09-19 | Common Stock | S | 900 | $11.22 | Disposed | 2061 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2003-09-19 | Common Stock | $3.7 | M | 1700 | Disposed | 2012-03-18 | Common Stock (1700) | Direct |
Footnotes
F1: Following the exercise of options to purchase 1,700 shares but prior to the sale of those shares all as reported herein, the reporting person beneficially owned 3,761 shares of the issuer's common stock, of which 2,200 shares were held directly by the reporting person and 1,561 shares were held in an employee stock ownership plan.
F2: Following the exercise of options and sale of 1,700 shares as reported herein, the reporting person beneficially owns 2,061 shares of the issuer's common stock, of which 500 shares are held directly by the reporting person and 1,561 shares are held in an employee stock ownership plan.