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AstroNova, Inc. — Director's Dealing 2003
Nov 26, 2003
34341_dirs_2003-11-26_b469dd74-df35-4ac9-b5ce-99a29db070cb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTRO MED INC /NEW/ (ALOT)
CIK: 0000008146
Period of Report: 2003-11-24
Reporting Person: SULLIVAN MICHAEL JOHN (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-11-24 | Common Stock | M | 10000 | $3.3 | Acquired | 13507 | Direct |
| 2003-11-24 | Common Stock | S | 100 | $15.65 | Disposed | 13407 | Direct |
| 2003-11-24 | Common Stock | S | 100 | $15.57 | Disposed | 13307 | Direct |
| 2003-11-24 | Common Stock | S | 348 | $15.64 | Disposed | 12959 | Direct |
| 2003-11-24 | Common Stock | S | 600 | $15.84 | Disposed | 12359 | Direct |
| 2003-11-24 | Common Stock | S | 600 | $15.63 | Disposed | 11759 | Direct |
| 2003-11-24 | Common Stock | S | 700 | $16.08 | Disposed | 11059 | Direct |
| 2003-11-24 | Common Stock | S | 1052 | $15.9 | Disposed | 10007 | Direct |
| 2003-11-24 | Common Stock | S | 2200 | $15.75 | Disposed | 7807 | Direct |
| 2003-11-24 | Common Stock | S | 4300 | $16 | Disposed | 3507 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2003-11-24 | Stock Option (Right to buy) | $3.3 | M | 10000 | Disposed | 2013-03-31 | Common Stock (10000) | Direct |
Footnotes
F1: Following the exercise of options and sale of shares reported herein, the reporting person beneficially owns 3,507 shares of the issuer's common stock, of which (i) 2,207 shares are held indirectly by the reporting person in an employee stock ownership plan and (ii) 1,300 shares are held directly by the reporting person.
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