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ASTRONICS CORP — Director's Dealing 2024
Feb 26, 2024
31886_dirs_2024-02-26_0de708dc-d774-49b8-a6f7-755620c0306d.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ASTRONICS CORP (ATRO)
CIK: 0000008063
Period of Report: 2023-11-20
Reporting Person: KRAMER JAMES S (VP Luminescent Systems, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-20 | $.01 PV Com Stk | J | 150.374 | $15.50 | Acquired | 26264.554 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-07 | Option | $15.15 | A | 8300 | Acquired | 2033-12-07 | $.01 PV Com Stk (8300) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| $.01 PV CL B STK | 123342 | Direct |
| $.01 PV Com Stk | 35555 | Indirect |
| $.01 PV CL B STK | 279758 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option | $28.45 | 2023-12-11 | $.01 PV Com Stk (2330) | 2330 | Direct |
| Option | $28.45 | 2023-12-11 | $.01 PV CL B STK (1922) | 1923 | Direct |
| Option | $30.83 | 2024-12-11 | $.01 PV Com Stk (2720) | 2720 | Direct |
| Option | $30.83 | 2024-12-11 | $.01 PV CL B STK (1417) | 1417 | Direct |
| Option | $27.72 | 2025-12-03 | $.01 PV Com Stk (3500) | 3500 | Direct |
| Option | $27.72 | 2025-12-03 | $.01 PV CL B STK (1129) | 1129 | Direct |
| Option | $31.76 | 2026-12-14 | $.01 PV Com Stk (3670) | 3670 | Direct |
| Option | $31.76 | 2026-12-14 | $.01 PV CL B STK (551) | 551 | Direct |
| Option | $35.61 | 2027-12-12 | $.01 PV Com Stk (5340) | 5340 | Direct |
| Option | $35.61 | 2027-12-12 | $.01 PV CL B STK (801) | 801 | Direct |
| Option | $31.57 | 2028-12-13 | $.01 PV Com Stk (7060) | 7060 | Direct |
| Option | $30.04 | 2029-12-09 | $.01 PV Com Stk (13600) | 13600 | Direct |
| Option | $14.45 | 2031-01-22 | $.01 PV Com Stk (20250) | 20250 | Direct |
| Option | $11.13 | 2031-12-09 | $.01 PV Com Stk (24500) | 24500 | Direct |
| Option | $9.74 | 2032-12-16 | $.01 PV Com Stk (26700) | 26700 | Direct |
| Restricted Stock Unit | $ | $.01 PV Com Stk (174) | 174 | Direct | |
| Restricted Stock Unit | $ | $.01 PV Com Stk (7375) | 7375 | Direct | |
| Restricted Stock Unit | $ | $.01 PV Com Stk (8850) | 8850 | Direct | |
| Restricted Stock Unit | $ | $.01 PV Com Stk (8150) | 8150 | Direct |
Footnotes
F1: Reflects issuer's contribution to the reporting person's account in the issuer stock fund included in the issuer's 401(k) plan. The shares are held in the 401(k) account.
F2: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
F3: These restricted stock units vest ratably on each anniversary of the grant date over three years.
F4: Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period January1, 2021- December 31, 2023. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2023, with the vesting percentage determined based on actual performance.
F5: Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period January1, 2022- December 31, 2024. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on February 24, 2025, with the vesting percentage determined based on actual performance.
F6: Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period January 1, 2023- December
31, 2025. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on February 23, 2026, with the vesting percentage determined based on actual performance.