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ASTRONICS CORP — Director's Dealing 2021
Aug 26, 2021
31886_dirs_2021-08-26_395d927d-761c-4e0d-a918-b70e39503394.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTRONICS CORP (ATRO)
CIK: 0000008063
Period of Report: 2021-08-26
Reporting Person: Keane Robert S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-26 | $0.01 PV Common Stock | M | 6750 | $0.00 | Acquired | 12350 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-26 | Restricted Stock Unit | $ | M | 6750 | Disposed | $.01 PV Common Stock (6750) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| $0.01 PV Class B Stock | 448199 | Indirect |
| $0.01 PV Common Stock | 44726 | Indirect |
| $0.01 PV Common Stock | 44200 | Indirect |
| $0.01 PV Class B Stock | 206886 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option | $34.04 | 2021-06-10 | $.01 PV Common Stock (4000) | 4000 | Indirect |
| Option | $34.04 | 2021-06-10 | $.01 PV Class B Stock (600) | 600 | Indirect |
Footnotes
F1: The direct owner is Boston & Saranac LLC, a Delaware limited liability company ("Boston & Saranac"). Boston & Saranac is 100% owned by a trust whose beneficiaries are the Reporting Person and his spouse
F2: Reporting Person is one of multiple potential beneficiaries to the direct owner of these shares, which is a trust (EAK & KRK Trust U/A/D 10-15-97 FBO Elizabeth A. Keane). The entire amount of the trust's interest is reported on this form, however the Reporting Person's proportionate interest is below 25%.
F3: The direct owner is the Estate of Kevin T. Keane. The Reporting Person is one of multiple beneficiaries to a trust to be established by that estate. The entire amount of the estate's interest is reported on this form, however the Reporting Person's proportionate interest is below 25%.
F4: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
F5: These restricted stock units were issued on August 26, 2021.