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ASTRONICS CORP — Director's Dealing 2021
Oct 1, 2021
31886_dirs_2021-10-01_84f50a50-50c3-4d61-a6c3-a55ba1475a3c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTRONICS CORP (ATRO)
CIK: 0000008063
Period of Report: 2021-09-30
Reporting Person: Mulato James (Pres Astronics Test Systems)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-30 | $.01 PV Common Stock | A | 3157 | $6.73 | Acquired | 9601 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| $.01 PV Class B Stock | 1195 | Direct |
| $.01 PV Common Stock | 100 | Indirect |
| $.01 PV Class B Stock | 32 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option | $34.75 | 2024-03-31 | $.01 PV Com Stk (2400) | 2400 | Direct |
| Option | $34.75 | 2024-03-31 | $.01 PV Cl B Stk (1980) | 1980 | Direct |
| Option | $30.83 | 2024-12-11 | $.01 PV Com Stk (3300) | 3300 | Direct |
| Option | $30.83 | 2024-12-11 | $.01 PV Cl B Stk (1719) | 1719 | Direct |
| Option | $27.72 | 2025-12-03 | $.01 PV Com Stk (4300) | 4300 | Direct |
| Option | $27.72 | 2025-12-03 | $.01 PV Cl B Stk (1387) | 1387 | Direct |
| Option | $31.76 | 2026-12-14 | $.01 PV Com Stk (6560) | 6560 | Direct |
| Option | $31.76 | 2026-12-14 | $.01 PV Cl B Stk (984) | 984 | Direct |
| Option | $35.61 | 2027-12-12 | $.01 PV Com Stk (7950) | 7950 | Direct |
| Option | $35.61 | 2027-12-12 | $.01 PV Cl B Stk (1193) | 1193 | Direct |
| Option | $31.57 | 2028-12-13 | $.01 PV Com Stk (11570) | 11570 | Direct |
| Restricted Stock Unit | $ | $.01 PV Com Stk (2306) | 2306 | Direct | |
| Option | $30.04 | 2029-12-09 | $.01 PV Com Stk (18150) | 18150 | Direct |
| Restricted Stock Unit | $ | $.01 PV Com Stk (8650) | 8650 | Direct | |
| Option | $14.45 | 2031-01-22 | $.01 PV Com Stk (27000) | 27000 | Direct |
| Restricted Stock Unit | $ | $.01 PV Com Stk (630) | 630 | Direct | |
| Restricted Stock Unit | $ | $.01 PV Com Stk (10450) | 10450 | Direct |
Footnotes
F1: Acquired shares via exercise of subscription agreement under Employee Stock Purchase Plan.
F2: Represents shares owned by his wife.
F3: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
F4: Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2019-December 31, 2021. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2021, with the vesting percentage determined based on actual performance.
F5: Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period January1, 2020- December 31, 2022. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2022, with the vesting percentage determined based on actual performance.
F6: These restricted stock units vest ratably on each anniversary of the grant date over three years.
F7: Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period January1, 2021- December 31, 2023. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2022, with the vesting percentage determined based on actual performance.