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ASTRONICS CORP — Director's Dealing 2020
Mar 2, 2020
31886_dirs_2020-03-02_29109d68-3a9f-4977-a8d9-02145222ce13.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTRONICS CORP (ATRO)
CIK: 0000008063
Period of Report: 2020-02-28
Reporting Person: Keane Robert S (Director, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-28 | Restricted Stock Unit | $ | A | 5600 | Acquired | $.01 PV Common Stock (5600) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| $0.01 PV Common Stock | 181126 | Indirect |
| $0.01 PV Class B Stock | 1792798 | Indirect |
| $0.01 PV Common Stock | 44200 | Indirect |
| $0.01 PV Class B Stock | 206886 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option | $35.81 | 2020-06-10 | $.01 PV Common Stock (2000) | 2000 | Indirect |
| Option | $35.81 | 2020-06-10 | $.01 PV Class B Stock (1650) | 1650 | Indirect |
| Option | $45.88 | 2020-06-10 | $.01 PV Common Stock (3000) | 3000 | Indirect |
| Option | $45.88 | 2020-06-10 | $.01 PV Class B Stock (1563) | 1563 | Indirect |
| Otion | $22.93 | 2020-06-10 | $.01 PV Common Stock (4000) | 4000 | Indirect |
| Option | $22.93 | 2020-06-10 | $.01 PV Class B Stock (1290) | 1290 | Indirect |
| Option | $28.50 | 2020-06-10 | $.01 PV Common Stock (4000) | 4000 | Indirect |
| Option | $28.50 | 2020-06-10 | $.01 PV Class B Stock (600) | 600 | Indirect |
| Option | $34.04 | 2021-06-10 | $.01 PV Common Stock (4000) | 4000 | Indirect |
| Option | $34.04 | 2021-06-10 | $.01 PV Class B Stock (600) | 600 | Indirect |
Footnotes
F1: The direct owner is the Estate of Kevin T. Keane, the father of this form's Reporting Person. The Reporting Person is one of multiple beneficiaries (and one of multiple trustees) to a trust to be established by that estate. The entire amount of the estate's interest is reported on this form, however the Reporting Person's proportionate rate is well below 50%.
F2: Reporting Person is one of multiple potential next-generation beneficiaries to the direct owner of these shares, which is a trust (EAK & KRK Trustees U/A/D 10-15-97 FBO Elizabeth A. Keane). The entire amount of the estate's interest is reported on this form, however the Reporting Person's proportionate interest is well below 50%.
F3: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
F4: These restricted stock units are scheduled to vest 100% on August 28, 2020.