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ASTRONICS CORP — Director's Dealing 2020
Aug 25, 2020
31886_dirs_2020-08-25_fc6c27af-7748-444d-b659-38e2da6b6a9a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTRONICS CORP (ATRO)
CIK: 0000008063
Period of Report: 2020-08-21
Reporting Person: 5096 SARANAC LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-21 | $ .01 Par Value Common Stock | C | 85695 | — | Acquired | 85695 | Direct |
| 2020-08-21 | $ .01 Par Value Class B Stock | J | 1409614 | — | Disposed | 0 | Direct |
| 2020-08-21 | $ .01 Par Value Common Stock | J | 85695 | — | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-21 | $ .01 Par Value Class B Stock | $ | C | 85695 | Disposed | $ .01 Par Value Common Stock (85695) | Direct |
Footnotes
F1: Each share of Class B Stock is convertible at any time, at the option of the holder, into one fully paid and non-assessable share of Common Stock.
F2: In-kind distribution to the Reporting Person's members.
F3: The number of shares reported in this Form 4 reflects the three-for-twenty distribution of Class B Stock on October 22, 2018 to holders of both Common and Class B Stock. Stockholders received three shares of Class B Stock for every twenty shares of Common and Class B Stock held on the record date of October 12, 2018. The Reporting Persons received 195,040 shares of Class B Common Stock in respect of such stock dividend.