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ASTRONICS CORP — Director's Dealing 2019
Feb 28, 2019
31886_dirs_2019-02-28_c9d47abc-2a8c-46a3-8f56-799f336b69da.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTRONICS CORP (ATRO)
CIK: 0000008063
Period of Report: 2019-02-26
Reporting Person: KRAMER JAMES S (Executive Vice President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-26 | Restricted Stock Unit | $ | A | 929 | Acquired | $.01 PV Com Stk (929) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| $.01 PV Common Stock | 48775 | Direct |
| $.01 PV Class B Stock | 395261 | Direct |
| $.01 PV Common Stock | 787 | Indirect |
| $.01 PV Class B Stock | 254 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option | $7.68 | 2020-12-02 | $.01 PV Com Stk (4350) | 4350 | Direct |
| Option | $7.68 | 2020-12-02 | $.01 PV Cl B Stk (7701) | 7701 | Direct |
| Option | $13.59 | 2021-12-01 | $.01 PV Com Stk (3200) | 3200 | Direct |
| Option | $13.59 | 2021-12-01 | $.01 PV Cl B Stk (4859) | 4859 | Direct |
| Option | $9.20 | 2022-11-29 | $.01 PV Com Stk (5700) | 5700 | Direct |
| Option | $9.20 | 2022-11-29 | $.01 PV Cl B Stk (6783) | 6784 | Direct |
| Option | $28.45 | 2023-12-11 | $.01 PV Com Stk (2330) | 2330 | Direct |
| Option | $28.45 | 2023-12-11 | $.01 PV Cl B Stk (1922) | 1923 | Direct |
| Option | $30.83 | 2024-12-11 | $.01 PV Com Stk (2720) | 2720 | Direct |
| Option | $30.83 | 2024-12-11 | $.01 PV Cl B Stk (1417) | 1417 | Direct |
| Option | $27.72 | 2025-12-03 | $.01 PV Com Stk (3500) | 3500 | Direct |
| Option | $27.72 | 2025-12-03 | $.01 PV Cl B Stk (1129) | 1129 | Direct |
| Option | $31.76 | 2026-12-14 | $.01 PV Com Stk (3670) | 3670 | Direct |
| Option | $31.76 | 2026-12-14 | $.01 PV Cl B Stk (551) | 551 | Direct |
| Option | $35.61 | 2027-12-12 | $.01 PV Com Stk (5340) | 5340 | Direct |
| Option | $35.61 | 2027-12-12 | $.01 PV Cl B Stk (801) | 801 | Direct |
| Restricted Stock Unit | $ | $.01 PV Com Stk (920) | 920 | Direct | |
| Restricted Stock Unit | $ | $.01 PV Cl B Stk (138) | 138 | Direct | |
| Option | $31.57 | 2028-12-13 | $.01 PV Com Stk (7060) | 7060 | Direct |
Footnotes
F1: Represents shares held by James Shore Kramer Cust for Leah Jane Kramer. The beneficiary is the reporting person's immediate family.
F2: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
F3: Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2018- December 31, 2020. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2020, with the vesting percentage determined based on actual performance.
F4: Each restricted stock unit represents the right to receive, at settlement, one share of Class B stock.
F5: Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2019-December 31, 2021. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2021, with the vesting percentage determined based on actual performance.