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ASTRONICS CORP — Director's Dealing 2018
Aug 7, 2018
31886_dirs_2018-08-07_b9034686-1fde-4e73-91ac-b3c43cbaa066.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTRONICS CORP (ATRO)
CIK: 0000008063
Period of Report: 2018-08-03
Reporting Person: GUNDERMANN PETER J (Director, PRESIDENT/CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-03 | $.01 PV COMMON STOCK | C | 45148 | $0.00 | Acquired | 54743 | Direct |
| 2018-08-03 | $.01 PV COMMON STOCK | S | 47322 | $45.00 | Disposed | 7421 | Direct |
| 2018-08-03 | $.01 PV CLASS B STOCK | C | 45148 | $0.00 | Disposed | 486403 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| OPTION | $3.27 | 2018-12-09 | $.01 PV COM STK (35451) | 35451 | Direct |
| OPTION | $3.27 | 2018-12-09 | $.01 PV CL B STK (51588) | 51588 | Direct |
| OPTION | $3.27 | 2019-12-03 | $.01 PV COM STK (37480) | 37480 | Direct |
| OPTION | $3.27 | 2019-12-03 | $.01 PV CL B STK (52812) | 52812 | Direct |
| OPTION | $8.82 | 2020-12-02 | $.01 PV COM STK (14700) | 14700 | Direct |
| OPTION | $8.82 | 2020-12-02 | $.01 PV CL B STK (20714) | 20714 | Direct |
| OPTION | $15.63 | 2021-12-01 | $.01 PV COM STK (10700) | 10700 | Direct |
| OPTION | $15.63 | 2021-12-01 | $.01 PV CL B STK (12734) | 12734 | Direct |
| OPTION | $10.58 | 2022-11-29 | $.01 PV COM STK (18700) | 18700 | Direct |
| OPTION | $10.58 | 2022-11-29 | $.01 PV CL B STK (16912) | 16912 | Direct |
| OPTION | $32.72 | 2023-12-11 | $.01 PV COM STK (8300) | 8300 | Direct |
| OPTION | $32.72 | 2023-12-11 | $.01 PV CL B STK (4872) | 4872 | Direct |
| OPTION | $35.46 | 2024-12-11 | $.01 PV COM STK (10100) | 10100 | Direct |
| OPTION | $35.46 | 2024-12-11 | $.01 PV CL B STK (3257) | 3257 | Direct |
| OPTION | $31.88 | 2025-12-03 | $.01 PV COM STK (13700) | 13700 | Direct |
| Option | $31.88 | 2025-12-03 | $.01 PV CL B STK (2055) | 2055 | Direct |
| Option | $36.52 | 2026-12-14 | $.01 PV COM STK (14460) | 14460 | Direct |
| Option | $40.95 | 2027-12-12 | $.01 PV COM STK (26300) | 26300 | Direct |
| Restricted Stock Unit | $ | $.01 PV COM STK (1805) | 1805 | Direct |
Footnotes
F1: Represents shares converted from Class B Common Stock to Common Stock.
F2: Sold pursuant to a 10b5-1 trading plan. All sales under this 10b5-1 trading plan have been completed.
F3: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
F4: Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2018- December 31, 2020. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2020, with the vesting percentage determined based on actual performance.