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ASTRONICS CORP — Director's Dealing 2018
Aug 23, 2018
31886_dirs_2018-08-23_0f1b8633-7c2d-4163-9a2c-fc60bffd99ee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTRONICS CORP (ATRO)
CIK: 0000008063
Period of Report: 2018-08-22
Reporting Person: KRAMER JAMES S (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-22 | $.01 PV Common Stock | S | 11800 | $46.02 | Disposed | 42003 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| $.01 PV Class B Stock | 320029 | Direct |
| $.01 PV Common Stock | 220 | Indirect |
| $.01 PV Class B Stock | 686 | Indirect |
| $.01 PV Common Stock | 787 | Indirect |
| $.01 PV Class B Stock | 118 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option | $3.27 | 2019-12-03 | $.01 PV Com Stk (11750) | 11750 | Direct |
| Option | $3.27 | 2019-12-03 | $.01 PV Cl B Stk (16557) | 16557 | Direct |
| Option | $8.82 | 2020-12-02 | $.01 PV Com Stk (4350) | 4350 | Direct |
| Option | $8.82 | 2020-12-02 | $.01 PV Cl B Stk (6129) | 6129 | Direct |
| Option | $15.63 | 2021-12-01 | $.01 PV Com Stk (3200) | 3200 | Direct |
| Option | $15.63 | 2021-12-01 | $.01 PV Cl B Stk (3808) | 3808 | Direct |
| Option | $10.58 | 2022-11-29 | $.01 PV Com Stk (5700) | 5700 | Direct |
| Option | $10.58 | 2022-11-29 | $.01 PV Cl B Stk (5155) | 5155 | Direct |
| Option | $32.72 | 2023-12-11 | $.01 PV Com Stk (2330) | 2330 | Direct |
| Option | $32.72 | 2023-12-11 | $.01 PV Cl B Stk (1367) | 1367 | Direct |
| Option | $35.46 | 2024-12-11 | $.01 PV Com Stk (2720) | 2720 | Direct |
| Option | $35.46 | 2024-12-11 | $.01 PV Cl B Stk (877) | 877 | Direct |
| Option | $31.88 | 2025-12-03 | $.01 PV Com Stk (3500) | 3500 | Direct |
| Option | $31.88 | 2025-12-03 | $.01 PV Cl B Stk (525) | 525 | Direct |
| Option | $36.52 | 2026-12-14 | $.01 PV Com Stk (3670) | 3670 | Direct |
| Option | $40.95 | 2027-12-12 | $.01 PV Com Stk (5340) | 5340 | Direct |
| Restricted Stock Unit | $ | $.01 PV Com Stk (920) | 920 | Direct |
Footnotes
F1: Sold pursuant to a 10b5-1 trading plan.
F2: Mr. Kramer disclaims any beneficial interest in the shares owned by his wife.
F3: Represents shares held by James Shore Kramer Cust for Leah Jane Kramer. The beneficiary is the reporting person's immediate family.
F4: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
F5: Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2018- December 31, 2020. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2020, with the vesting percentage determined based on actual performance.