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ASTRONICS CORP — Director's Dealing 2018
Oct 1, 2018
31886_dirs_2018-10-01_b6091fbb-9cb9-4379-b88f-687e50215d8a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTRONICS CORP (ATRO)
CIK: 0000008063
Period of Report: 2018-09-30
Reporting Person: BURNEY DAVID C (VP-FINANCE, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-30 | $.01 PV COMMON STOCK | A | 829 | $25.63 | Acquired | 27888 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| $.01 PV CLASS B STOCK | 116231 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| OPTION | $3.27 | 2018-12-09 | $.01 PV COM STK (12690) | 12690 | Direct |
| OPTION | $3.27 | 2018-12-09 | $.01 PV CL B STK (17881) | 17881 | Direct |
| OPTION | $3.27 | 2019-12-03 | $.01 PV COM STK (12710) | 12710 | Direct |
| OPTION | $3.27 | 2019-12-03 | $.01 PV CL B STK (17909) | 17909 | Direct |
| OPTION | $8.82 | 2020-12-02 | $.01 PV COM STK (5000) | 5000 | Direct |
| OPTION | $8.82 | 2020-12-02 | $.01 PV CL B STK (7045) | 7045 | Direct |
| OPTION | $15.63 | 2021-12-01 | $.01 PV COM STK (3600) | 3600 | Direct |
| OPTION | $15.63 | 2021-12-01 | $.01 PV CL B STK (4284) | 4284 | Direct |
| OPTION | $10.58 | 2022-11-29 | $.01 PV COM STK (6400) | 6400 | Direct |
| OPTION | $10.58 | 2022-11-29 | $.01 PV CL B STK (5788) | 5788 | Direct |
| OPTION | $32.72 | 2023-12-11 | $.01 PV COM STK (2600) | 2600 | Direct |
| Option | $32.72 | 2023-12-11 | $.01 PV CL B STK (1526) | 1526 | Direct |
| OPTION | $35.46 | 2024-12-11 | $.01 PV COM STK (3150) | 3150 | Direct |
| Option | $35.46 | 2024-12-11 | $.01 PV CL B STK (1016) | 1016 | Direct |
| Option | $31.88 | 2025-12-03 | $.01 PV COM STK (4100) | 4100 | Direct |
| Option | $31.88 | 2025-12-03 | $.01 PV CL B STK (615) | 615 | Direct |
| Option | $36.52 | 2026-12-14 | $.01 PV COM STK (4370) | 4370 | Direct |
| Option | $40.95 | 2027-12-12 | $.01 PV COM STK (6350) | 6350 | Direct |
| Restricted Stock Unit | $ | $.01 PV COM STK (1095) | 1095 | Direct |
Footnotes
F1: ACQUIRED SHARES VIA EXERCISE OF SUBSCRIPTION AGREEMENT UNDER EMPLOYEE STOCK PURCHASE PLAN
F2: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
F3: Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2018- December 31, 2020. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2020, with the vesting percentage determined based on actual performance.