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ASTRONICS CORP — Director's Dealing 2018
Oct 1, 2018
31886_dirs_2018-10-01_c6677866-ae7f-4343-a96e-33c29268f330.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTRONICS CORP (ATRO)
CIK: 0000008063
Period of Report: 2018-09-30
Reporting Person: PEABODY MARK (VP Astronics Advanced Electron)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-30 | $.01 PV Common Stock | A | 829 | $25.63 | Acquired | 11675 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| $.01 PV Class B Stock | 109005 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option | $3.27 | 2018-12-09 | $.01 PV Com Stk (16880) | 16880 | Direct |
| Option | $3.27 | 2018-12-09 | $.01 PV Cl B Stk (23785) | 23785 | Direct |
| Option | $3.27 | 2019-12-03 | $.01 PV Com Stk (16840) | 16840 | Direct |
| Option | $3.27 | 2019-12-03 | $.01 PV Cl B Stk (23729) | 23729 | Direct |
| Option | $8.82 | 2020-12-02 | $.01 PV Com Stk (6500) | 6500 | Direct |
| Option | $8.82 | 2020-12-02 | $.01 PV Cl B Stk (9159) | 9159 | Direct |
| Option | $15.63 | 2021-12-01 | $.01 PV Com Stk (4300) | 4300 | Direct |
| Option | $15.63 | 2021-12-01 | $.01 PV Cl B Stk (5117) | 5117 | Direct |
| Option | $10.58 | 2022-11-29 | $.01 PV Com Stk (7400) | 7400 | Direct |
| Option | $10.58 | 2022-11-29 | $.01 PV Cl B Stk (6692) | 6692 | Direct |
| Option | $32.72 | 2023-12-11 | $.01 PV Com Stk (2990) | 2990 | Direct |
| Option | $32.72 | 2023-12-11 | $.01 PV Cl B Stk (1755) | 1755 | Direct |
| Option | $35.46 | 2024-12-11 | $.01 PV Com Stk (3470) | 3470 | Direct |
| Option | $35.46 | 2024-12-11 | $.01 PV Cl B Stk (1119) | 1119 | Direct |
| Option | $31.88 | 2025-12-03 | $.01 PV Com Stk (4500) | 4500 | Direct |
| Option | $31.88 | 2025-12-03 | $.01 PV Cl B Stk (675) | 675 | Direct |
| Option | $36.52 | 2026-12-14 | $.01 PV Com Stk (4820) | 4820 | Direct |
| Option | $40.95 | 2027-12-12 | $.01 PV Com Stk (7010) | 7010 | Direct |
| Restricted Stock Unit | $ | $.01 PV Com Stk (1205) | 1205 | Direct |
Footnotes
F1: Acquired shares via exercise of subscription agreement under employee stock purchase plan.
F2: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
F3: Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2018 - December 31, 2020. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2020, with the vesting percentage determined based on actual performance.