AI assistant
ASTRONICS CORP — Director's Dealing 2018
Oct 16, 2018
31886_dirs_2018-10-16_21cf055b-ae19-4cae-ab3a-086f3a7adebf.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTRONICS CORP (ATRO)
CIK: 0000008063
Period of Report: 2018-10-12
Reporting Person: GUNDERMANN PETER J (Director, PRESIDENT/CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-12 | $.01 PV CLASS B STOCK | J | 74073 | $0.00 | Acquired | 560476 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-10-12 | OPTION | $2.85 | J | 13056 | Acquired | 2018-12-09 | $.01 PV CL B STK (64644) | Direct |
| 2018-10-12 | OPTION | $2.84 | J | 13543 | Acquired | 2019-12-03 | $.01 PV CL B STK (66355) | Direct |
| 2018-10-12 | OPTION | $7.68 | J | 5312 | Acquired | 2020-12-02 | $.01 PV CL B STK (26025) | Direct |
| 2018-10-12 | OPTION | $13.59 | J | 3515 | Acquired | 2021-12-01 | $.01 PV CL B STK (16249) | Direct |
| 2018-10-12 | OPTION | $9.20 | J | 5342 | Acquired | 2022-11-29 | $.01 PV CL B STK (22254) | Direct |
| 2018-10-12 | OPTION | $28.45 | J | 1976 | Acquired | 2023-12-11 | $.01 PV CL B STK (6848) | Direct |
| 2018-10-12 | OPTION | $30.83 | J | 2004 | Acquired | 2024-12-11 | $.01 PV CL B STK (5261) | Direct |
| 2018-10-12 | Option | $27.72 | J | 2363 | Acquired | 2025-12-03 | $.01 PV CL B STK (4418) | Direct |
| 2018-10-12 | Option | $31.76 | J | 2169 | Acquired | 2026-12-14 | $.01 PV CL B STK (2169) | Direct |
| 2018-10-12 | Option | $35.61 | J | 3945 | Acquired | 2027-12-12 | $.01 PV CL B STK (3945) | Direct |
| 2018-10-12 | Restricted Stock Unit | $ | J | 270 | Acquired | $.01 PV CL B STK (270) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| $.01 PV COMMON STOCK | 7421 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| OPTION | $2.85 | 2018-12-09 | $.01 PV COM STK (35451) | 35451 | Direct |
| OPTION | $2.84 | 2019-12-03 | $.01 PV COM STK (37480) | 37480 | Direct |
| OPTION | $7.68 | 2020-12-02 | $.01 PV COM STK (14700) | 14700 | Direct |
| OPTION | $13.59 | 2021-12-01 | $.01 PV COM STK (10700) | 10700 | Direct |
| OPTION | $9.20 | 2022-11-29 | $.01 PV COM STK (18700) | 18700 | Direct |
| OPTION | $28.45 | 2023-12-11 | $.01 PV COM STK (8300) | 8300 | Direct |
| OPTION | $30.83 | 2024-12-11 | $.01 PV COM STK (10100) | 10100 | Direct |
| OPTION | $27.72 | 2025-12-03 | $.01 PV COM STK (13700) | 13700 | Direct |
| Option | $31.76 | 2026-12-14 | $.01 PV COM STK (14460) | 14460 | Direct |
| Option | $35.61 | 2027-12-12 | $.01 PV COM STK (26300) | 26300 | Direct |
| Restricted Stock Unit | $ | $.01 PV COM STK (1805) | 1805 | Direct |
Footnotes
F1: Shares issued pursuant to a three-for-twenty distribution of Class B stock to holders of both Common and Class B stock on the record date of October 12, 2018.
F2: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
F3: Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2018- December 31, 2020. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2020, with the vesting percentage determined based on actual performance.
F4: Each restricted stock unit represents the right to receive, at settlement, one share of Class B stock.