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ASTRONICS CORP — Director's Dealing 2018
Dec 4, 2018
31886_dirs_2018-12-04_69898438-d81d-412e-865b-89d08308d00e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTRONICS CORP (ATRO)
CIK: 0000008063
Period of Report: 2018-11-30
Reporting Person: PEABODY MARK (VP Astronics Advanced Electron)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-30 | $.01 PV Common Stock | M | 16880 | $2.85 | Acquired | 28555 | Direct |
| 2018-11-30 | $.01 PV Common Stock | F | 5794 | $31.72 | Disposed | 22761 | Direct |
| 2018-11-30 | $.01 PV Class B Stock | M | 29885 | $2.85 | Acquired | 156992 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-30 | Option | $2.85 | M | 16880 | Disposed | 2018-12-09 | $.01 PV Com Stk (16880) | Direct |
| 2018-11-30 | Option | $2.85 | M | 29885 | Disposed | 2018-12-09 | $.01 PV Cl B Stk (29885) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option | $2.84 | 2019-12-03 | $.01 PV Com Stk (16840) | 16840 | Direct |
| Option | $2.84 | 2019-12-03 | $.01 PV Cl B Stk (29814) | 29814 | Direct |
| Option | $7.68 | 2020-12-02 | $.01 PV Com Stk (6500) | 6500 | Direct |
| Option | $7.68 | 2020-12-02 | $.01 PV Cl B Stk (11508) | 11508 | Direct |
| Option | $13.59 | 2021-12-01 | $.01 PV Com Stk (4300) | 4300 | Direct |
| Option | $13.59 | 2021-12-01 | $.01 PV Cl B Stk (6530) | 6530 | Direct |
| Option | $9.20 | 2022-11-29 | $.01 PV Com Stk (7400) | 7400 | Direct |
| Option | $9.20 | 2022-11-29 | $.01 PV Cl B Stk (8807) | 8807 | Direct |
| Option | $28.45 | 2023-12-11 | $.01 PV Com Stk (2990) | 2990 | Direct |
| Option | $28.45 | 2023-12-11 | $.01 PV Cl B Stk (2467) | 2467 | Direct |
| Option | $30.83 | 2024-12-11 | $.01 PV Com Stk (3470) | 3470 | Direct |
| Option | $30.83 | 2024-12-11 | $.01 PV Cl B Stk (1807) | 1807 | Direct |
| Option | $27.72 | 2025-12-03 | $.01 PV Com Stk (4500) | 4500 | Direct |
| Option | $27.72 | 2025-12-03 | $.01 PV Cl B Stk (1451) | 1451 | Direct |
| Option | $31.76 | 2026-12-14 | $.01 PV Com Stk (4820) | 4820 | Direct |
| Option | $31.76 | 2026-12-14 | $.01 PV Cl B Stk (723) | 723 | Direct |
| Option | $35.61 | 2027-12-12 | $.01 PV Com Stk (7010) | 7010 | Direct |
| Option | $35.61 | 2027-12-12 | $.01 PV Cl B Stk (1052) | 1052 | Direct |
| Restricted Stock Unit | $ | $.01 PV Com Stk (1205) | 1205 | Direct | |
| Restricted Stock Unit | $ | $.01 PV Cl B Stk (180) | 180 | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
F2: Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2018 - December 31, 2020. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2020, with the vesting percentage determined based on actual performance.
F3: Each restricted stock unit represents the right to receive, at settlement, one share of Class B stock.