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ASTRONICS CORP — Director's Dealing 2013
Oct 2, 2013
31886_dirs_2013-10-02_1ab0f380-fc87-4d5c-92aa-36b80763f763.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTRONICS CORP (ATRO)
CIK: 0000008063
Period of Report: 2013-09-30
Reporting Person: KRAMER JAMES S (VP Luminescent Systems, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-30 | $.01 PV Common Stock | A | 812 | $22.76 | Acquired | 66678 | Direct |
| 2013-09-30 | $.01 PV Class B Stock | A | 122 | $22.76 | Acquired | 97434 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| $.01 PV Common Stock | 220 | Indirect |
| $.01 PV Class B Stock | 256 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option | $3.47 | 2014-02-19 | $.01 PV Com Stk (9400) | 9400 | Direct |
| Option | $3.47 | 2014-02-19 | $.01 PV Cl B Stk (5464) | 5464 | Direct |
| Option | $3.22 | 2014-12-14 | $.01 PV Com Stk (10400) | 10400 | Direct |
| Option | $3.22 | 2014-12-14 | $.01 PV Cl B Stk (6045) | 6045 | Direct |
| Option | $4.11 | 2015-02-18 | $.01 PV Com Stk (8750) | 8750 | Direct |
| Option | $4.11 | 2015-02-18 | $.01 PV Cl B Stk (5085) | 5085 | Direct |
| Option | $6.22 | 2015-12-13 | $.01 PV Com Stk (6100) | 6100 | Direct |
| Option | $6.22 | 2015-12-13 | $.01 PV Cl B Stk (3545) | 3545 | Direct |
| Option | $10.98 | 2016-12-12 | $.01 PV Com Stk (4030) | 4030 | Direct |
| Option | $10.98 | 2016-12-12 | $.01 PV Cl B Stk (2341) | 2341 | Direct |
| Option | $25.17 | 2017-12-19 | $.01 PV Com Stk (2010) | 2010 | Direct |
| Option | $25.17 | 2017-12-19 | $.01 PV Cl B Stk (1167) | 1167 | Direct |
| Option | $6.23 | 2018-12-09 | $.01 PV Com Stk (11800) | 11800 | Direct |
| Option | $6.23 | 2018-12-09 | $.01 PV Cl B Stk (3127) | 3127 | Direct |
| Option | $6.22 | 2019-12-03 | $.01 PV Com Stk (11750) | 11750 | Direct |
| Option | $6.22 | 2019-12-03 | $.01 PV Cl B Stk (3114) | 3114 | Direct |
| Option | $16.81 | 2020-12-02 | $.01 PV Com Stk (4350) | 4350 | Direct |
| Option | $16.81 | 2020-12-02 | $.01 PV Cl B Stk (1153) | 1153 | Direct |
| Option | $29.77 | 2021-12-01 | $.01 PV Com Stk (3200) | 3200 | Direct |
| Option | $29.77 | 2021-12-01 | $.01 PV Cl B Stk (480) | 480 | Direct |
| Option | $20.15 | 2022-11-29 | $.01 PV Com Stk (5700) | 5700 | Direct |
Footnotes
F1: Acquired shares via exercise of subscription agreement under employee stock purchase plan.
F2: Mr. Kramer disclaims any beneficial interest in the shares owned by his wife.
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