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ASTRONICS CORP — Director's Dealing 2011
Oct 3, 2011
31886_dirs_2011-10-03_f4a81a9a-9d0a-4315-83c9-c872fa274b9d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTRONICS CORP (ATRO)
CIK: 0000008063
Period of Report: 2011-09-30
Reporting Person: KRAMER JAMES S (VP Luminescent Systems, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-30 | $.01 PV Common Stock | A | 1405 | $13.75 | Acquired | 61227 | Direct |
| 2011-09-30 | $.01 PV Class B Stock | A | 141 | $13.75 | Acquired | 73821 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| $.01 PV Common Stock | 220 | Indirect |
| $.01 PV Class B Stock | 194 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option | $3.87 | 2013-01-24 | $.01 PV Com Stk (5467) | 5467 | Direct |
| Option | $3.87 | 2013-01-24 | $.01 Cl B Stk (2050) | 2050 | Direct |
| Option | $3.99 | 2014-02-19 | $.01 PV Com Stk (9400) | 9400 | Direct |
| Option | $3.99 | 2014-02-19 | $.01 PV Cl B Stk (3525) | 3525 | Direct |
| Option | $3.70 | 2014-12-14 | $.01 PV Com Stk (10400) | 10400 | Direct |
| Option | $3.70 | 2014-12-14 | $.01 PV Cl B Stk (3900) | 3900 | Direct |
| Option | $4.73 | 2015-02-18 | $.01 PV Com Stk (8750) | 8750 | Direct |
| Option | $4.73 | 2015-02-18 | $.01 PV Cl B Stk (3280) | 3280 | Direct |
| Option | $7.15 | 2015-12-13 | $.01 PV Com Stk (6100) | 6100 | Direct |
| Option | $7.15 | 2015-12-13 | $.01 PV Cl B Stk (2287) | 2287 | Direct |
| Option | $12.63 | 2016-12-12 | $.01 PV Com Stk (4030) | 4030 | Direct |
| Option | $12.63 | 2016-12-12 | $.01 PV Cl B Stk (1510) | 1510 | Direct |
| Option | $28.95 | 2017-12-19 | $.01 PV Com Stk (2010) | 2010 | Direct |
| Option | $28.95 | 2017-12-19 | $.01 PV Cl B Stk (753) | 753 | Direct |
| Option | $7.16 | 2018-12-09 | $.01 PV Com Stk (11800) | 11800 | Direct |
| Option | $7.16 | 2018-12-09 | $.01 PV Cl B Stk (1180) | 1180 | Direct |
| Option | $7.15 | 2019-12-03 | $.01 PV Com Stk (11750) | 11750 | Direct |
| Option | $7.15 | 2019-12-03 | $.01 PV Cl B Stk (1175) | 1175 | Direct |
| Option | $19.33 | 2020-12-02 | $.01 PV Com Stk (4400) | 4400 | Direct |
| Option | $19.33 | 2020-12-02 | $.01 PV Cl B Stk (440) | 440 | Direct |
Footnotes
F1: Acquired shares via exercise of subscription agreement under employee stock purchase plan.
F2: Mr. Kramer disclaims any beneficial interest in the shares owned by his wife.
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