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AstraZeneca PLC — Major Shareholding Notification 2021
Jan 13, 2021
5229_iss_2021-01-13_7d74ca1d-7214-40ae-9206-55715d241199.pdf
Major Shareholding Notification
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Issuer AstraZeneca PLC
Holder
The Capital Group Companies, Inc.
Instrument
| Instrument | Common Stock GB0009895292 |
|---|---|
| Before the transaction | |
| Shares | Data not given* |
| Voting rights | Data not given* |
| Transaction | |
| Reason for major shareholding notification Other | |
| Date | 04/01/2021 |
| Limit for number of shares | 5 % |
| Limit for number of votes | 5 % |
| After the transaction | |
| Quantity | |
| Shares | 88,267,910 |
| Directly held voting rights | 0 |
| Indirectly held voting rights | 88,267,910 |
| Percentage | |
| Directly held shares | 6.72431 % |
| Directly held voting rights | 0 % |
| Indirectly held voting rights | 6.72431 % |
Resulting distribution of total holdings
| Percentage of voting rights: |
Number of underlying shares: |
|
|---|---|---|
| Shares | 6.72431 % | 88,267,910 |
| Instruments - FITA Ch. 4, section 2, first paragraph, line 2 |
||
| Instruments - FITA Ch. 4, section 2, first paragraph, line 3 |
||
| - Physically settled | ||
| - Cash settled | ||
| Total | 6.72431 % | 88,267,910 |
Chain of controlling companies
Percentage of voting rights 6.72431
Voting rights % Voting rights Company 83,790,118 6.38318 Capital Research and Management Company 2,251,845 0.17155 Capital International, Inc.
| 1,875,177 0.14285 | Capital Bank and Trust Company | ||
|---|---|---|---|
| 189,816 | 0.01446 | Capital International Sarl | |
| 160,954 | 0.01226 | Capital International Limited | |
| Group total holdings | |||
| Voting rights | 88,267,910 | ||
Notes (other relevant informations according to law)
Changes due to: Following the exit of the United Kingdom from the European Union and the end of the transition period, we understand that disclosures in the UK will no longer be recognized by EU/EEA states effective 1 January 2021. We are not aware of AstraZeneca PLC's new Home Member State for TR-1 forms for major shareholders. Following guidance from ESMA, we will disclose where AstraZeneca PLC is admitted to trading. Therefore, we are filing an initial disclosure for AstraZeneca PLC in Sweden.
Published
13/01/2021 09:08
*Source of information has chosen not to submit the data
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