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AstraZeneca PLC — Major Shareholding Notification 2014
May 7, 2014
5229_mrq_2014-05-07_2e3f58a7-b56d-43b0-8b41-2f0183a9c996.html
Major Shareholding Notification
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RNS Number : 5197G
AstraZeneca PLC
07 May 2014
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
AstraZeneca PLC | |||
| 2 Reason for the notification (please tick the appropriate box or boxes): | ||||
| An acquisition or disposal of voting rights | X | |||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
| An event changing the breakdown of voting rights | ||||
| Other (please specify): | ||||
| 3. Full name of person(s) subject to the notification obligation: iii |
The Capital Group Companies, Inc. | |||
| 4. Full name of shareholder(s) (if different from 3.):iv | See Schedule A | |||
| 5. Date of the transaction and date on which the threshold is crossed or reached: v |
1 May 2014 | |||
| 6. Date on which issuer notified: | 2 May 2014 | |||
| 7. Threshold(s) that is/are crossed or reached: vi, vii |
Below 3% | |||
| 8. Notified details: | ||||||||||||||||
| A: Voting rights attached to shares viii, ix | ||||||||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | ||||||||||||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | ||||||||||||
| Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
| Ordinary Shares (ISIN: GB0009895292) |
38,227,146 | 38,227,146 | 35,130,146 | 2.7838% | ||||||||||||
| ADRs (ISIN: US0463531089) |
2,569,300 | 2,569,300 | 2,371,800 | 0.1879% | ||||||||||||
| B: Qualifying Financial Instruments | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
| Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
| Type of financial instrument |
Exercise price | Expiration date xvii | Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | % of voting rights xix, xx | |||||||||||
| Nominal | Delta | |||||||||||||||
| Total (A+B+C) | ||||||||||||||||
| Number of voting rights | Percentage of voting rights | |||||||||||||||
| 37,501,946 | 2.9717% | |||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
||
| See Schedule A | ||
| Proxy Voting: | ||
| 10. Name of the proxy holder: | ||
| 11. Number of voting rights proxy holder will cease to hold: |
||
| 12. Date on which proxy holder will cease to hold voting rights: |
||
| 13. Additional information: | ||
| 14. Contact name: | Martin Bennett, Assistant Company Secretary | |
| 15. Contact telephone number: | 020 7604 8157 | |
Schedule A
As of 1 May 2014
AstraZeneca PLC
| Number of Shares | Percent of Outstanding | |
| The Capital Group Companies, Inc. ("CG") holdings | 37,501,946 | 2.972% |
| Holdings by CG Management Companies and Funds: | ||
| Capital Guardian Trust Company | 15,424 | 0.001% |
| Capital International Limited | 7,100 | 0.001% |
| Capital International Sàrl | 1,092 | 0.000% |
| Capital Research and Management Company | 37,478,330 | 2.970% |
This information is provided by RNS
The company news service from the London Stock Exchange
END
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