AstraZeneca PLC — Regulatory Filings 2020

Dec 1, 2020

6-K 1 a1543h.htm BLOCK LISTING INTERIM REVIEW Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2020 Issuer Direct Corporation a1543h

FORM 6-K

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of December 2020

Commission File Number: 001-11960

AstraZeneca PLC

1 Francis Crick Avenue

Cambridge Biomedical Campus

Cambridge CB2 0AA

United Kingdom

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F X Form 40-F __

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ______

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes __ No X

If “Yes” is marked, indicate below the file number assigned to the Registrant in connection with Rule 12g3-2(b): 82-_______

AstraZeneca PLC

INDEX TO EXHIBITS

1.

Block listing Interim Review

1 December 2020 15:00 GMT

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris .

(Note: Italicised terms have the same meaning as given in the Listing Rules.)

Date : 1 December 2020

| Name
of applicant : — Name of
scheme: | | ASTRAZENECA
PLC — ASTRAZENECA SHARE OPTION PLAN; ASTRAZENECA
SAVINGS-RELATED SHARE
OPTION PLAN; ASTRAZENECA ALL-EMPLOYEE SHARE PLAN; ASTRAZENECA PLC
2012 SAVINGS-RELATED SHARE OPTION SCHEME | | |
| --- | --- | --- | --- | --- |
| Period
of return: | From: | 1 JUNE
2020 | To: | 30
NOVEMBER 2020 |
| Balance
of unallotted securities under scheme(s) from previous
return: | | 763,535 | | |
| Plus: The
amount by which the block scheme(s) has been increased since the
date of the last return (if any increase has been applied
for): | | 0 | | |
| Less: Number
of securities issued/allotted under
scheme(s) during period (see LR3.5.7G): | | 54,083 | | |
| Equals: Balance
under scheme(s) not yet issued/allotted at end of
period: | | 709,452 | | |

| Name of
contact: | HANNAH
TATTERSALL |
| --- | --- |
| Telephone
number of contact: | +44
(0)746 498 2582 |

AstraZeneca

AstraZeneca (LSE/STO/Nasdaq: AZN) is a global, science-led biopharmaceutical company that focuses on the discovery, development and commercialisation of prescription medicines, primarily for the treatment of diseases in three therapy areas - Oncology, Cardiovascular, Renal & Metabolism, and Respiratory & Immunology. Based in Cambridge, UK, AstraZeneca operates in over 100 countries and its innovative medicines are used by millions of patients worldwide. Please visit astrazeneca.com and follow the Company on Twitter @ AstraZeneca .

Contacts

For details on how to contact the Investor Relations Team, please click here . For Media contacts, click here .

Adrian Kemp Company Secretary AstraZeneca PLC

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

AstraZeneca PLC

Date: 1 December 2020

| By: /s/
Adrian Kemp |
| --- |
| Name:
Adrian Kemp |
| Title:
Company Secretary |

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