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AstraZeneca PLC — Director's Dealing 2019
Oct 9, 2019
5229_dirs_2019-10-09_b74274a1-4fdd-446d-9f1f-cbe03b4652e4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Viela Bio, Inc. (VIE)
CIK: 0001734517
Period of Report: 2019-10-07
Reporting Person: ASTRAZENECA PLC (10% Owner)
Reporting Person: AstraZeneca UK LTD (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-07 | Common Stock | C | 14225324 | — | Acquired | 14225334 | Indirect |
| 2019-10-07 | Common Stock | P | 425000 | $19.00 | Acquired | 14650334 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-10-07 | Series A-1 Preferred Stock | $ | C | 14225324 | Disposed | Common Stock (14225324) | Indirect |
Footnotes
F1: The shares of preferred stock automatically converted into common stock immediately upon completion of the Issuer's initial public offering on a 1-for-1 basis.
F2: All of these securities are owned by AstraZeneca UK Limited, which is a wholly-owned subsidiary of AstraZeneca PLC. AstraZeneca PLC may be deemed to beneficially own the shares held by AstraZeneca UK Limited, but disclaims beneficial ownership except to the extent of its pecuniary interest therein, if any.
F3: Reflects shares purchased in the Issuer's initial public offering.
F4: The shares of preferred stock were convertible into the Issuer's common stock in accordance with the Issuer's Restated Certificate of Incorporation, as amended, immediately upon completion of the Issuer's initial public offering.
F5: Not applicable.