Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

AstraZeneca PLC Director's Dealing 2019

Oct 9, 2019

5229_dirs_2019-10-09_b74274a1-4fdd-446d-9f1f-cbe03b4652e4.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Viela Bio, Inc. (VIE)
CIK: 0001734517
Period of Report: 2019-10-07

Reporting Person: ASTRAZENECA PLC (10% Owner)
Reporting Person: AstraZeneca UK LTD (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-10-07 Common Stock C 14225324 Acquired 14225334 Indirect
2019-10-07 Common Stock P 425000 $19.00 Acquired 14650334 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-10-07 Series A-1 Preferred Stock $ C 14225324 Disposed Common Stock (14225324) Indirect

Footnotes

F1: The shares of preferred stock automatically converted into common stock immediately upon completion of the Issuer's initial public offering on a 1-for-1 basis.

F2: All of these securities are owned by AstraZeneca UK Limited, which is a wholly-owned subsidiary of AstraZeneca PLC. AstraZeneca PLC may be deemed to beneficially own the shares held by AstraZeneca UK Limited, but disclaims beneficial ownership except to the extent of its pecuniary interest therein, if any.

F3: Reflects shares purchased in the Issuer's initial public offering.

F4: The shares of preferred stock were convertible into the Issuer's common stock in accordance with the Issuer's Restated Certificate of Incorporation, as amended, immediately upon completion of the Issuer's initial public offering.

F5: Not applicable.