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AstraZeneca PLC — Director's Dealing 2018
Oct 18, 2018
5229_dirs_2018-10-17_5061a1c4-a3e5-45d1-b152-3780affc9385.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PhaseBio Pharmaceuticals Inc (PHAS)
CIK: 0001169245
Period of Report: 2018-10-17
Reporting Person: ASTRAZENECA PLC (10% Owner)
Reporting Person: Zeneca, Inc. (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series C-1 Preferred Stock | $ | Common Stock (1553060) | Indirect | ||
| Series D Preferred Stock | $ | Common Stock (740337) | Indirect | ||
| Warrants to Purchase Series C-1 Preferred Stock | $0.12 | Series C-1 Preferred Stock (113891) | Indirect |
Footnotes
F1: Each share of Preferred Stock is convertible at any time at the option of the holder into Common Stock on a one-for-one basis, has no expiration date and will convert into shares of Common Stock upon the closing of the Issuer's initial public offering.
F2: Zeneca, Inc. is a wholly-owned subsidiary of AstraZeneca PLC. AstraZeneca PLC may be deemed to beneficially own the securities held by Zeneca, Inc., but disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein, if any.
F3: The warrants are immediately exercisable and terminate upon the closing of the Issuer's initial public offering.