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Astera Labs, Inc. Director's Dealing 2025

Apr 5, 2025

30120_dirs_2025-04-04_14455677-519f-404c-a649-fc798e1435e1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Astera Labs, Inc. (ALAB)
CIK: 0001736297
Period of Report: 2025-04-02

Reporting Person: ALBA MANUEL (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-04-02 Common Stock S 200 $59.86 Disposed 456663 Indirect
2025-04-02 Common Stock S 600 $61.7875 Disposed 456063 Indirect
2025-04-02 Common Stock S 3001 $62.3702 Disposed 453062 Indirect
2025-04-02 Common Stock S 5162 $63.6833 Disposed 447900 Indirect
2025-04-02 Common Stock S 2937 $64.2645 Disposed 444963 Indirect
2025-04-02 Common Stock S 100 $65.14 Disposed 444863 Indirect
2025-04-02 Common Stock S 600 $59.905 Disposed 2063898 Indirect
2025-04-02 Common Stock S 2100 $61.6773 Disposed 2061798 Indirect
2025-04-02 Common Stock S 12779 $62.3386 Disposed 2049019 Indirect
2025-04-02 Common Stock S 19654 $63.6243 Disposed 2029365 Indirect
2025-04-02 Common Stock S 14867 $64.1828 Disposed 2014498 Indirect
2025-04-02 Common Stock S 1000 $65.085 Disposed 2013498 Indirect
2025-04-03 Common Stock S 4036 $55.9664 Disposed 440827 Indirect
2025-04-03 Common Stock S 1963 $56.9684 Disposed 438864 Indirect
2025-04-03 Common Stock S 1401 $58.0081 Disposed 437463 Indirect
2025-04-03 Common Stock S 600 $58.885 Disposed 436863 Indirect
2025-04-03 Common Stock S 14137 $55.9538 Disposed 1999361 Indirect
2025-04-03 Common Stock S 6526 $56.8716 Disposed 1992835 Indirect
2025-04-03 Common Stock S 5337 $57.8821 Disposed 1987498 Indirect
2025-04-03 Common Stock S 2900 $58.6659 Disposed 1984598 Indirect
2025-04-03 Common Stock S 100 $59.54 Disposed 1984498 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5000 Indirect

Footnotes

F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2024.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $59.5500 to $60.1700, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: These shares are owned directly by Casa Alameda 2007, LLC, of which the Reporting Person is manager. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $61.0300 to $62.0100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.0500 to $63.0400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.0900 to $64.0800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.0900 to $65.0600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $59.5500 to $60.4400, inclusive. The Reporting Person undertakes to
provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price
within the range set forth in this footnote.

F9: These shares are owned directly by Manuel Alba-Marquez in trust for Alba 2003 Living Trust (the "Alba Trust"), of which the Reporting Person and his spouse are co-trustees. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F10: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.9800 to $61.9700, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $61.9800 to $62.9600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.9900 to $63.9800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F13: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.9900 to $64.9700, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F14: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.9900 to $65.1900, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F15: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.5400 to $56.3000, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F16: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $56.5500 to $57.5300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F17: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.5900 to $58.5700, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F18: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.6000 to $59.5400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F19: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.4200 to $56.4100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F20: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $56.4300 to $57.4200, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F21: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.4300 to $58.4100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F22: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.4500 to $59.2400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.