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Astera Labs, Inc. — Director's Dealing 2025
Apr 5, 2025
30120_dirs_2025-04-04_14455677-519f-404c-a649-fc798e1435e1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Astera Labs, Inc. (ALAB)
CIK: 0001736297
Period of Report: 2025-04-02
Reporting Person: ALBA MANUEL (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-04-02 | Common Stock | S | 200 | $59.86 | Disposed | 456663 | Indirect |
| 2025-04-02 | Common Stock | S | 600 | $61.7875 | Disposed | 456063 | Indirect |
| 2025-04-02 | Common Stock | S | 3001 | $62.3702 | Disposed | 453062 | Indirect |
| 2025-04-02 | Common Stock | S | 5162 | $63.6833 | Disposed | 447900 | Indirect |
| 2025-04-02 | Common Stock | S | 2937 | $64.2645 | Disposed | 444963 | Indirect |
| 2025-04-02 | Common Stock | S | 100 | $65.14 | Disposed | 444863 | Indirect |
| 2025-04-02 | Common Stock | S | 600 | $59.905 | Disposed | 2063898 | Indirect |
| 2025-04-02 | Common Stock | S | 2100 | $61.6773 | Disposed | 2061798 | Indirect |
| 2025-04-02 | Common Stock | S | 12779 | $62.3386 | Disposed | 2049019 | Indirect |
| 2025-04-02 | Common Stock | S | 19654 | $63.6243 | Disposed | 2029365 | Indirect |
| 2025-04-02 | Common Stock | S | 14867 | $64.1828 | Disposed | 2014498 | Indirect |
| 2025-04-02 | Common Stock | S | 1000 | $65.085 | Disposed | 2013498 | Indirect |
| 2025-04-03 | Common Stock | S | 4036 | $55.9664 | Disposed | 440827 | Indirect |
| 2025-04-03 | Common Stock | S | 1963 | $56.9684 | Disposed | 438864 | Indirect |
| 2025-04-03 | Common Stock | S | 1401 | $58.0081 | Disposed | 437463 | Indirect |
| 2025-04-03 | Common Stock | S | 600 | $58.885 | Disposed | 436863 | Indirect |
| 2025-04-03 | Common Stock | S | 14137 | $55.9538 | Disposed | 1999361 | Indirect |
| 2025-04-03 | Common Stock | S | 6526 | $56.8716 | Disposed | 1992835 | Indirect |
| 2025-04-03 | Common Stock | S | 5337 | $57.8821 | Disposed | 1987498 | Indirect |
| 2025-04-03 | Common Stock | S | 2900 | $58.6659 | Disposed | 1984598 | Indirect |
| 2025-04-03 | Common Stock | S | 100 | $59.54 | Disposed | 1984498 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5000 | Indirect |
Footnotes
F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2024.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $59.5500 to $60.1700, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: These shares are owned directly by Casa Alameda 2007, LLC, of which the Reporting Person is manager. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $61.0300 to $62.0100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.0500 to $63.0400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.0900 to $64.0800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.0900 to $65.0600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $59.5500 to $60.4400, inclusive. The Reporting Person undertakes to
provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price
within the range set forth in this footnote.
F9: These shares are owned directly by Manuel Alba-Marquez in trust for Alba 2003 Living Trust (the "Alba Trust"), of which the Reporting Person and his spouse are co-trustees. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F10: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.9800 to $61.9700, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $61.9800 to $62.9600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.9900 to $63.9800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.9900 to $64.9700, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F14: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.9900 to $65.1900, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F15: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.5400 to $56.3000, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $56.5500 to $57.5300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F17: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.5900 to $58.5700, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F18: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.6000 to $59.5400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F19: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.4200 to $56.4100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F20: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $56.4300 to $57.4200, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F21: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.4300 to $58.4100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F22: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.4500 to $59.2400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.