Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Astera Labs, Inc. Director's Dealing 2025

May 12, 2025

30120_dirs_2025-05-12_787839ff-bad8-4aa0-8919-630b9d305f7b.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Astera Labs, Inc. (ALAB)
CIK: 0001736297
Period of Report: 2025-05-08

Reporting Person: Gajendra Sanjay (Director, See Remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-05-08 Common Stock S 13006 $70.5654 Disposed 6292539 Indirect
2025-05-08 Common Stock S 68937 $71.5926 Disposed 6223602 Indirect
2025-05-08 Common Stock S 42557 $72.3838 Disposed 6181045 Indirect
2025-05-08 Common Stock S 500 $73.142 Disposed 6180545 Indirect
2025-05-08 Common Stock S 2459 $70.6344 Disposed 772541 Indirect
2025-05-08 Common Stock S 11287 $71.6451 Disposed 761254 Indirect
2025-05-08 Common Stock S 6254 $72.4367 Disposed 755000 Indirect
2025-05-08 Common Stock S 2400 $70.6257 Disposed 772600 Indirect
2025-05-08 Common Stock S 11403 $71.6604 Disposed 761197 Indirect
2025-05-08 Common Stock S 6197 $72.4382 Disposed 755000 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2353655 Direct

Footnotes

F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2024.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.9900 to $70.9800, inclusive. The Reporting Person undertakes to
provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price
within the range set forth in this footnote.

F3: These shares are owned directly by an estate planning trust ("Trust 1"), of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.9900 to $71.9800, inclusive. The Reporting Person undertakes to
provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price
within the range set forth in this footnote.

F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.9900 to $72.8200, inclusive. The Reporting Person undertakes to
provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price
within the range set forth in this footnote.

F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $73.0500 to $73.5100, inclusive. The Reporting Person undertakes to
provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price
within the range set forth in this footnote.

F7: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.0800 to $71.0700, inclusive. The Reporting Person undertakes to
provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price
within the range set forth in this footnote.

F8: These shares are owned directly by an estate planning trust ("Trust 2"). The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F9: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.0800 to $72.0700, inclusive. The Reporting Person undertakes to
provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price
within the range set forth in this footnote.

F10: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $72.0800 to $73.0500, inclusive. The Reporting Person undertakes to
provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price
within the range set forth in this footnote.

F11: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.0900 to $71.0700, inclusive. The Reporting Person undertakes to
provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price
within the range set forth in this footnote.

F12: These shares are owned directly by an estate planning trust ("Trust 3"). The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F13: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.0900 to $72.0800, inclusive. The Reporting Person undertakes to
provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price
within the range set forth in this footnote.

F14: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $72.1000 to $73.0500, inclusive. The Reporting Person undertakes to
provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price
within the range set forth in this footnote.