Astera Labs, Inc. — Director's Dealing 2024

Mar 20, 2024

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Astera Labs, Inc. (ALAB)
CIK: 0001736297
Period of Report: 2024-03-19

Reporting Person: ALBA MANUEL (N/A)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	19736	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series A Preferred	$0		Common Stock (423530)		Indirect
Series A Preferred	$0		Common Stock (1960785)		Indirect
Series B Preferred	$0		Common Stock (75597)		Indirect
Series B Preferred	$0		Common Stock (349995)		Indirect
Series C Preferred	$0		Common Stock (3718)		Indirect

Footnotes

F1: These shares are owned directly by Casa Alameda 2007, LLC, of which the Reporting Person is manager. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 3 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F2: Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock (collectively, the "Preferred Stock") shall automatically convert into one share of Common Stock on a one-for-one basis, immediately upon the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date.

F3: These shares are owned directly by Manuel Alba-Marquez in trust for Alba 2003 Living Trust (the "Alba Trust"), of which the Reporting Person and his spouse are co-trustees. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 3 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.