AI assistant
Astera Labs, Inc. — Director's Dealing 2024
Mar 22, 2024
30120_dirs_2024-03-22_7969da7a-dead-490e-85ac-712cf8348f94.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Astera Labs, Inc. (ALAB)
CIK: 0001736297
Period of Report: 2024-03-22
Reporting Person: Dyckerhoff Stefan A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-22 | Common Stock | C | 9936 | — | Acquired | 9936 | Indirect |
| 2024-03-22 | Common Stock | C | 16503 | — | Acquired | 16503 | Indirect |
| 2024-03-22 | Common Stock | C | 16761590 | — | Acquired | 16761590 | Indirect |
| 2024-03-22 | Common Stock | C | 23827 | — | Acquired | 23827 | Indirect |
| 2024-03-22 | Common Stock | C | 179617 | — | Acquired | 179617 | Direct |
| 2024-03-22 | Common Stock | C | 210013 | — | Acquired | 210013 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-22 | Series A Preferred Stock | $ | C | 65 | Disposed | Common Stock (65) | Indirect | |
| 2024-03-22 | Series A Preferred Stock | $ | C | 65 | Disposed | Common Stock (65) | Indirect | |
| 2024-03-22 | Series A Preferred Stock | $ | C | 9672 | Disposed | Common Stock (9672) | Indirect | |
| 2024-03-22 | Series B Preferred Stock | $ | C | 23827 | Disposed | Common Stock (23827) | Indirect | |
| 2024-03-22 | Series B Preferred Stock | $ | C | 1010 | Disposed | Common Stock (1010) | Indirect | |
| 2024-03-22 | Series B Preferred Stock | $ | C | 179617 | Disposed | Common Stock (179617) | Direct | |
| 2024-03-22 | Series B Preferred Stock | $ | C | 1010 | Disposed | Common Stock (1010) | Indirect | |
| 2024-03-22 | Series B Preferred Stock | $ | C | 14957606 | Disposed | Common Stock (14957606) | Indirect | |
| 2024-03-22 | Series B Preferred Stock | $ | C | 203445 | Disposed | Common Stock (203445) | Indirect | |
| 2024-03-22 | Series C Preferred Stock | $ | C | 6568 | Disposed | Common Stock (6568) | Indirect | |
| 2024-03-22 | Series C Preferred Stock | $ | C | 478056 | Disposed | Common Stock (478056) | Indirect | |
| 2024-03-22 | Series C Preferred Stock | $ | C | 6568 | Disposed | Common Stock (6568) | Indirect | |
| 2024-03-22 | Series D Preferred Stock | $ | C | 8861 | Disposed | Common Stock (8861) | Indirect | |
| 2024-03-22 | Series D Preferred Stock | $ | C | 8860 | Disposed | Common Stock (8860) | Indirect | |
| 2024-03-22 | Series D Preferred Stock | $ | C | 1316256 | Disposed | Common Stock (1316256) | Indirect |
Footnotes
F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date.
F2: Shares held by a limited partnership of which the Reporting Person is a trustee of a trust which is the general partner. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
F3: Shares held by a trust of which the Reporting Person is a Trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
F4: Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV"). The Reporting Person is a managing director and member of the management committee of the general partner of SHV. The Reporting Person disclaims beneficial ownership in these shares
except as to the Reporting Person's pecuniary interest therein.
F5: Shares held by an irrevocable trust of which the Reporting Person is a Trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
F6: Shares held by SHM Investments, LLC ("SHMI"). The Reporting Person is a managing member of SHMI. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.