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Astera Labs, Inc. Director's Dealing 2024

Sep 24, 2024

30120_dirs_2024-09-24_acd6a045-b8a5-475b-85d4-fc8cf65d3b3e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Astera Labs, Inc. (ALAB)
CIK: 0001736297
Period of Report: 2024-09-20

Reporting Person: ALBA MANUEL (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-09-20 Common Stock S 12000 $50 Disposed 506863 Indirect
2024-09-20 Common Stock S 51000 $50.0019 Disposed 2263498 Indirect
2024-09-23 Common Stock S 7977 $50.3146 Disposed 498886 Indirect
2024-09-23 Common Stock S 23 $51 Disposed 498863 Indirect
2024-09-23 Common Stock S 28916 $50.3146 Disposed 2234582 Indirect
2024-09-23 Common Stock S 84 $51 Disposed 2234498 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5000 Indirect

Footnotes

F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2024.

F2: These shares are owned directly by Casa Alameda 2007, LLC, of which the Reporting Person is manager. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $50.0000 to $50.0800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: These shares are owned directly by Manuel Alba-Marquez in trust for Alba 2003 Living Trust (the "Alba Trust"), of which the Reporting Person and his spouse are co-trustees. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $50.0000 to $50.9900, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.