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Astera Labs, Inc. — Director's Dealing 2024
Oct 8, 2024
30120_dirs_2024-10-08_12469711-c31a-41ac-8341-848dcc6c0f6f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Astera Labs, Inc. (ALAB)
CIK: 0001736297
Period of Report: 2024-10-04
Reporting Person: Dyckerhoff Stefan A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-10-04 | Common Stock | J | 23827 | — | Disposed | 0 | Indirect |
| 2024-10-04 | Common Stock | J | 4767 | — | Acquired | 4767 | Indirect |
| 2024-10-04 | Common Stock | J | 4765 | — | Acquired | 4765 | Indirect |
| 2024-10-04 | Common Stock | J | 4765 | — | Acquired | 4765 | Indirect |
| 2024-10-04 | Common Stock | J | 4765 | — | Acquired | 4765 | Indirect |
| 2024-10-04 | Common Stock | J | 4765 | — | Acquired | 4765 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9936 | Indirect |
| Common Stock | 210012 | Indirect |
| Common Stock | 446879 | Indirect |
| Common Stock | 179617 | Direct |
Footnotes
F1: Represents an in-kind distribution, and not a purchase or sale of securities, by the irrevocable trust to other irrevocable trusts without additional consideration.
F2: Shares held by an irrevocable trust of which the Reporting Person is a Trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
F3: Represents receipt of shares in the distribution in kind described in footnote (1).
F4: Shares held by a limited partnership of which the Reporting Person is a trustee of a trust which is the general partner. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
F5: Shares held by SHM Investments, LLC ("SHMI"). The Reporting Person is a managing member of SHMI. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
F6: Shares held by a trust of which the Reporting Person is a Trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.