ASTEC INDUSTRIES INC — Director's Dealing 2021

Mar 10, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2021-02-26

Reporting Person: Srinivasan Reuben (SVP and CHRO)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2950	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Phantom Stock	$		Phantom Stock (248.59)		Direct

Footnotes

F1: Total shares held include 2,950 Restricted Stock Units (RSUs) that were granted under the Company's 2011 Incentive Plan.

F2: Total balance represents Astec common stock purchased under Astec's supplemental executive retirement plan ("SERP"). Investments in the SERP are distributed to participants in the form of cash after the reporting person terminates employment with the Company.