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ASTEC INDUSTRIES INC — Director's Dealing 2021
Sep 2, 2021
32157_dirs_2021-09-02_bd1add3c-8418-48dc-8d49-e2a5b3b1d80f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2021-08-31
Reporting Person: Pasricha Anshu (GC and Corp Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-31 | Common Stock | A | 5 | $61.48 | Acquired | 7755 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-31 | Phantom Stock | $ | A | 0.53 | Acquired | Common Stock (0.53) | Direct |
Footnotes
F1: Represents dividend equivalents earned on the 2021 RSU award.
F2: Total share balance is updated to reflect dividend equivalents earned on the 2021 RSU award.
F3: Reflects acquisition of phantom stock pursuant to reinvestment of dividend equivalent rights under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.
F4: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.