ASTEC INDUSTRIES INC — Director's Dealing 2020

Jan 14, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2020-01-13

Reporting Person: Schwarz Jeffrey M. (Group President-Agg & Mining)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-01-13	Phantom Stock	$	A	43.3224	Acquired		Common Stock (43.3224)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3912	Direct
Common Stock	850	Direct

Footnotes

F1: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.

F2: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.