ASTEC INDUSTRIES INC — Director's Dealing 2020

Mar 2, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2020-02-28

Reporting Person: Schwarz Jeffrey M. (Group President-Agg & Mining)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-28	Common Stock	A	6818	$38.65	Acquired	11625	Direct
2020-02-28	Common Stock	F	489	$38.65	Disposed	11136	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Phantom Stock	$		Common Stock (945.9228)	945.9228	Direct

Footnotes

F1: Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan.

F3: Reported transaction represents 489 shares withheld to satisfy the tax withholding obligations upon the vesting of 1,646 RSUs. Total holdings include 1,157 shares of common stock issued upon the vesting of the aforementioned RSUs.