ASTEC INDUSTRIES INC — Director's Dealing 2019

Jan 10, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASTEC INDUSTRIES INC (ASTE)
CIK: 0000792987
Period of Report: 2019-01-08

Reporting Person: SMITH W NORMAN (Director, VP-Business Development)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-01-08	Phantom Stock	$	A	252.4531	Acquired		Common Stock (252.4531)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	5281	Direct
Common Stock	99056	Indirect

Footnotes

F1: Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.

F2: Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.